Accessibility Links

VP Audit Manager - Wealth Management

  • Location: New York, NY
  • Salary: Up to $160K + Competitive bonus
  • Job type: Permanent
  • Job reference: VC/1673021
  • Sector: Banking
Job Description

Our client is a leading U.S. investment bank in the midst of a significant growth period. They are currently seeking a VP Audit Manager to lead and manage audit engagements within the Wealth Management business.

Reporting to the Director, the VP would be responsible to lead and manage audits across the bank’s Global Wealth Management business, focusing specifically on the regulatory risks aligned to wealth management products and services.

Successful candidates will possess:

  • Strong internal audit experience gained in a the relevant arm of a complex financial services organization such as an investment bank and/or public accounting firm
  • Excellent knowledge of products and services within a Wealth Management business (investment management, fiduciary activities / requirements, SEC and FINRA compliance, trading desk and brokerage activities)
  • Relevant certifications such as CPA, CIA, CFIRS and/or Series 7

This is an excellent opportunity for those seeking to lead and grow with one of the world’s premier financial institutions, one that is recognized for the continued success and progression of its employees.

Similar jobs
Senior Audit Manager, Treasury & Cash Management
  • Location New York, NY
  • Salary 150,000 USD - 180,000 USD
  • Job type None specified
  • Sector Banking, Other Financial Services
  • Description Our client is a leading, global bank with a diversified portfolio of work in the United States. They are seeking to hire a Senior Audit Manager for their treasury and cash management audit team in New
SVP Senior Audit Manager - Equities
  • Location New York, NY
  • Salary $150,000 - $190,000
  • Job type Permanent
  • Sector Banking
  • Description Our client is a bulge bracket bank seeking to hire a Senior Audit Manager within their Capital Markets team in New York. This role has specific coverage for the equities portion of the annual audit
VP Audit Manager - Boutique Bank
  • Location New York
  • Salary Up to $160,000 + Bonus
  • Job type Permanent
  • Sector Banking
  • Description Our client, a boutique international commercial bank, is seeking to recruit a VP Audit Manager for their growing audit function in midtown Manhattan. The bank has experienced a period of growth in the
AVP Model Risk Audit
  • Location New York / New Jersey
  • Salary Up to $110K + Bonus
  • Job type Permanent
  • Sector Banking, Quant Analytics
  • Description Our client is a major financial services institution undergoing a period of strong growth. As such they are looking to build out their Risk Audit function in New York
Related news