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VP Audit Manager - Wealth Management

  • Location: New York, NY
  • Salary: Up to $165K + Bonus
  • Job type: Permanent
  • Job reference: VC/167302
  • Sector: Banking, Asset management/Funds
Job Description

Our client is a leading U.S. investment bank in the midst of a significant growth period. They are currently seeking a VP Audit Manager to lead and manage audit engagements within the Wealth Management business.


 Reporting to the Director, the VP would be responsible to lead and manage audits across the bank’s Global Wealth Management business, focusing specifically on the regulatory risks aligned to wealth management products and services.


 Successful candidates will possess:

  • Current and/or previous risk and controls environment within a complex financial services organization, ideally gained in a banking internal audit or compliance testing group
  • Excellent knowledge of products and services within a Wealth Management business (investment management, fiduciary activities / requirements, SEC and FINRA compliance, trading desk and brokerage activities)
  • Relevant certifications such as CPA, CIA, CFIRS and/or Series 7


This is an excellent opportunity for those seeking to lead and grow with one of the world’s premier financial institutions, one that is recognized for the continued success and progression of its employees.

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