Accessibility Links

VP Audit Manager, Markets Compliance

  • Location: New York, NY
  • Salary: $140,000 - $180,000 USD
  • Job type: Permanent
  • Job reference: JM171066
  • Sector: Banking
Job Description

We are working with a Tier 1 Global Banking Group to find a VP Audit Manager for their expanding capital markets compliance team.


Reporting to and working closely with the Audit Director for Capital Markets, this position will have responsibility for conducting risk assessments of the broker dealer, investment banking and related regulatory compliance controls.


This is a high visibility leadership position in which stakeholder management plays a key role. The bank is open to considering a wide range of investment banking audit backgrounds however the ideal candidate will likely have:


  • 7+ years of direct internal audit experience within a corporate and investment bank.
  • Familiarity with broker-dealer regulatory requirements.
  • Experience in conducting audit scoping and risk assessments.
  • A relevant qualification such as a broker-dealer license, CPA, CAMS or MBA.

Please reach out to me for further information.

Similar jobs
Internal Audit Consultant
  • Location Florida
  • Salary Commensurate Hourly Rate
  • Job type Contract/Temp
  • Sector Banking, Asset management/Funds , Other Financial Services
  • Description Our US Advisory Services client are looking to hire Internal Audit Consultants for their customers in Orlando and Fort Lauderdale, Florida. These customers are asset-based lenders which outsource
Audit Manager, Vice President
  • Location New York, NY
  • Salary $140,000 - $180,000 USD
  • Job type Permanent
  • Sector Banking
  • Description Our client is a leading diversified bank with offices across the USA including New York. Due to continued growth in the business, a need has arisen to hire a VP Audit Manager for the group’s finance
Related news