Accessibility Links

Surveillance Manager

  • Location: Pennsylvania
  • Salary: $160,000 basic + bonus
  • Job type: Permanent
  • Job reference: 171871
  • Sector: Asset Management/Funds
Job Description

Barclay Simpson are representing the impressive Global Head of Surveillance of a prestigious global Banking Group. Our client is seeking to recruit a Surveillance Manager to work closely with them across the firm’s substantial Asset Management arm. Working with regional and global heads, you will enhance and shape the strategy of the global Surveillance function, driving change initiatives to improve its efficacy.

 

Key Duties

  • Monitoring market manipulation and misconduct across Asset Management
  • Enhancing the framework by identifying weaknesses
  • Ensuring the adequate documentation investigations to ensure timely resolutions
  • Establish good working relationships with key stakeholders across the business

 

Requirements

  • Minimum 5 years’ compliance and/or surveillance experience gained in an Asset Manager (including Hedge Fund) Or Investment Bank
  • Excellent verbal and written communication skills
  • Strong relationship and influencing skills
  • Ability to work in a fast-paced environment managing multiple stakeholders and conflicting deadlines
Related news