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Senior Audit Manager, Broker-Dealer

  • Location: New York, NY
  • Salary: Up to $180k + Bonus
  • Job type: Permanent
  • Job reference: JM171461
  • Sector: Banking
Job Description

We are working with a leading global broker-dealer business as they build out their new internal audit function in New York.


Reporting to the Head of Internal Audit, the Senior Audit Manager will play an integral role in the continued build out of the internal audit function, establishment of the internal audit universe, conducting the annual risk assessment and overseeing its completion.


This leadership position requires a strong internal audit background within financial services and, ideally, a good understanding of brokerage products such as fixed income, equity and derivatives.


Other key attributes for this position include:


  • At least 8 year experience in a financial services internal audit function.

  • Experience in drafting policies, procedures and walkthroughs regarding internal audit methodology.

  • Strong stakeholder management and relationship building skills.

  • A desire to manage and support junior members of the team.


Please get in touch for further information on this unique opportunity.


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