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Regulatory Compliance Specialist (Qualified Attorney)

  • Location: New York
  • Salary: negotiable day rate
  • Job type: Contract/Temp
  • Job reference: ga/167234
  • Sector: Regulatory Compliance
Job Description

Barclay Simpson are currently working with a leading financial services organisation to recruit a regulatory compliance specialist for an initial 6 month period.  The successful individual must be a qualified attorney and will provide legal services on a large variety of regulatory filings and responses/progress update supervisory letters.

 

Key Requirements

  • A broad scope of legal/compliance experience with a minimum of 10 years’ experience practicing law at a reputable law firm, in house counsel, or experience as a compliance officer

  • Must possess highly effective written and verbal communication skills with the ability to relate directly, openly and effectively with internal constituencies

  • Must possess ability to assume responsibility for delivery of function objectives and to work independently

  • Strong interpersonal/influencing and consultative skills

  • Ability to deal tactfully with a wide variety of people, situations and ideas and present advisory, persuasive and authoritative recommendations

  • Licensed attorney holding a J.D. degree from a recognized law school

  • 10 years+ of experience

  • Training at a large international law firm and/or as in-house/compliance or regulatory experience at a U.S. regulated financial institution

 

For more information please get in touch ga@barclaysimpson.com Direct Dial: +1 646 578 8948

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