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Regulatory Analyst

  • Location: New York
  • Salary: $90,000
  • Job type: Permanent
  • Job reference: gc\167024
  • Sector: Banking , other Financial Services , Commerce and Industry
Job Description

A growing fintech firm is looking to hire a Regulatory Analyst in its compliance function. The firm is based in the UK and is growing its office in New York as a result of unprecedented growth in the U.S. market.  

Key responsibilities for the position include maintaining the necessary licenses to operate around the United States as well as sustaining and updating the policies and procedures for compliance. This position also requires you to stay up to date on any relevant regulation changes that would impact the company’s compliance operations. You will ensure the firm is meeting all requirements from a regulatory stand-point, including FINRA and other regulators. 

You will:

- have experience within regulatory compliance, within financial services and ideally within a Fintech business

- be a detail-oriented, structured individual with a technical grasp of regulations

- have a startup mentality – be able to work in a small but high-growth environment with a wide variety of daily challenges and opportunities

This is an outstanding opportunity for a regulatory compliance professional with some existing compliance experience to take the next step within an expanding fintech firm and expand his/her knowledge within financial regulations. 

If you would like to get in touch for more details, please email

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