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MD - Head of Compliance

  • Location: New York
  • Salary: Competetive basic + bonus
  • Job type: Permanent
  • Job reference: 171384
  • Sector: Banking , Asset Management/Funds
Job Description

Barclay Simpson have been retained to recruit the Managing Director of Compliance for a global Banking group. The successful candidate will be a Compliance leader for the group and will be responsible for working closely with business heads on a day to day basis to design and deliver world class governance frameworks and controls covering for both the Investment Banking and Asset Management arms for the US.

Key Duties

  • Strategic leader responsible for all matters relating to Compliance
  • Oversight of the team’s wider work & development, ensuring quality & a proactive approach to Compliance and Regulatory risk is taken
  • Manage projects both personally and within a team
  • Act as the senior advisor and key decision maker on all Compliance matters within the team & the wider business, presenting to board level

Requirements

  • Minimum 15 years Compliance experience ideally gained in a large Investment Bank or Asset Manager
  • Demonstrable experience of working in a leadership capacity across a Compliance function
  • Excellent understanding of rules, regulations and control frameworks related to Compliance
  • Demonstrably excellent people management skills
  • Excellent verbal and written communication skills
  • Strong relationship and influencing skills
  • Ability to work in a fast-paced environment managing multiple stakeholders and conflicting deadlines
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