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Director of Compliance Testing

  • Location: New York, NY
  • Salary: $220,000 - $260,000 USD
  • Job type: Permanent
  • Job reference: JM/172431
  • Sector: Banking
Job Description

A leading investment bank is seeking to hire a Director of Compliance Testing in New York City. This is a senior leadership position in which the successful candidate will manage a group of up to 25 individuals in delivering a complex compliance testing program around the capital markets business.

Reporting to the Global Head of Compliance Testing, this position will lead the program for the bank's sizable US business.

The role has two components: developing a robust compliance testing program for the capital markets business and strategic oversight of the team's execution of the program.

Key requirements for this role include:

  • 15+ years' experience in capital markets controls positions of which at least 5 were in the 3rd line internal audit function.
  • Strong team management experience of at least 10 individuals.
  • Deep subject matter expertise on markets products such as equities, fixed income and trading & sales activities.
  • Experience in operating in operating in a complex matrix banking structure.
  • Ability to communicate and report findings to C-Suite stakeholders.

This is an excellent opportunity for an experienced capital markets audit or compliance testing specialist to take a truly leadership position in a prestigious banking group.

For further inquiries, please contact me at

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