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Compliance Monitoring Team Lead

  • Location: Georgia
  • Salary: Competitive basic + bonus
  • Job type: Permanent
  • Job reference: 171737
  • Sector: Asset Management/Funds
Job Description

Job Description

Barclay Simpson are representing the US Head of Compliance Monitoring of a prestigious Asset Management firm, who is seeking to recruit a senior Compliance Monitoring & Testing professional at VP level. The successful candidate will be part of the global Compliance Monitoring Leadership team and will assume responsibility for building and leading a dynamic team of Compliance Monitoring professionals, responsible for global and regional deep dive, thematic reviews in accordance with the firm’s annual Monitoring & Testing plan.


Key Duties

  • A leader, responsible for the build out of a global team
  • Management responsibility for the performance of a team of high caliber Compliance Monitoring professionals
  • Evaluating and enhancing the efficacy of the existing Compliance Monitoring Program
  • Delivering and reporting of firm wide thematic reviews
  • Presenting findings to senior management and the board
  • Building and maintaining strong working relationships with key stakeholders globally across the business
  • Leading strategic ad hoc projects



  • Minimum 8 years’ Compliance Monitoring experience gained within a top-tier firm
  • Demonstrable experience of conducting deep dive reviews across a complex financial services business
  • People management experience
  • Strong knowledge of US Regulatory framework
  • Strong attention to detail
  • Excellent verbal and written communication skills
  • Strong relationship and influencing skills
  • Ability to work in a fast-paced environment managing multiple stakeholders and conflicting deadlines
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