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Compliance Monitoring & Testing Manager

  • Location: North Carolina
  • Salary: $160,000 basic + bonus
  • Job type: Permanent
  • Job reference: 171463
  • Sector: Banking
Job Description

Barclay Simpson are representing the Global Director of Compliance Monitoring of a prestigious top-tier Investment Bank, who is seeking to recruit a senior Compliance Monitoring & Testing professional at VP level. The successful candidate will be responsible for conducting firm wide testing in accordance with the firm’s annual Monitoring & Testing plan.

 

Key Duties

  • Planning, scoping and sampling activities related to test reviews, including developing test steps/scripts
  • Perform firm wide testing, documenting, assessing and subsequently reporting testing results
  • Ensuring appropriate remedial action is taken from testing results

 

Requirements

  • Minimum 7 years’ compliance monitoring/testing experience gained in an Investment Bank or Asset Manager
  • Strong attention to detail
  • Excellent verbal and written communication skills
  • Strong relationship and influencing skills
  • Ability to work in a fast-paced environment managing multiple stakeholders and conflicting deadlines
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