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Compliance Assurance Director

  • Location: New York, NY
  • Salary: $230,000 - $260,000 USD
  • Job type: Permanent
  • Job reference: JM/172432
  • Sector: Banking , Banking
Job Description

Our client is a major global investment bank seeking to hire a Compliance Assurance Director to sit in their 2nd line compliance function in New York. This is a strategic leadership position covering capital markets front to back office compliance testing. The role will have management responsibility for a team of up to 30 individuals across the US.

The Director will design a comprehensive risk and compliance testing program covering the securities business and have responsibility for c-suite relationship management in establishing the risk assessment framework.

The successful candidate must have:

  • 15+ years' experience in investment banking controls functions.
  • Significant experience in the internal audit function of a large bank.
  • Strong capital markets and investment banking product knowledge.
  • Management experience.

Please reach out to me at for further information on this opportunity.

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