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Compliance Analyst - Up to $135k + Bonus

  • Location: New York
  • Salary: Up to $135K + Bonus
  • Job type: Permanent
  • Job reference: GA/169941
  • Sector: Compliance
Job Description

Barclay Simpson are currently working with a leading investment organisation to recruit a Compliance Analytics Associate to work within a small but established US compliance function.  This role with be New York based but deliver solutions across the global team, meeting local regulatory requirements whilst driving standards across the organisation.  This is an analytical role and would suit someone who is keen to develop skills in that area:

 

  • Prior experience working in a compliance function, with knowledge of US regulations relevant investment advisors, such as Investment Advisors Act, SEC registration, Securities and Securities Exchanges Acts, CFTC rules, Investment Company 
  • An aptitude for technology, with skills such as data analysis, coding and system development.
  • Proficiency in Excel or database queries (such as SQL) is preferred, but not essential, as training will be provided.
  • A sound analytical approach, being diligent, thorough, curious, forensic, numerate and logical.

 

For more information please contact Greg Anderson at ga@barclaysimpson.com

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