Job Description
A global asset manager is looking for a compliance analyst
to join its growing compliance team in the United States. Headquartered
internationally, the U.S. is expanding its book of business and is seeking to
strengthen its compliance function given increased regulatory oversight.
The role will be responsible for administering the broad
compliance program including updating the compliance monitoring, assisting in
compiling regular compliance questionnaires, performing ongoing periodic
testing. This role will touch upon a variety of compliance matters faced by an
asset management firm in the course of business including regulatory filings,
monitoring gifts and expenses, updating compliance manuals, etc.
You will:
- ideally hold a JD
- have some understanding of asset management as well as
applicable regulations such as the Investment Advisors Act.
- be comfortably working in a small team and working with
senior individuals and investment advisors.
This is an outstanding opportunity for a new graduate or
junior professional to take a step into a compliance role that will provide
challenge and reward. Successful candidates will be ready to learn and take on
any task handed to them and I return will get outstanding exposure within asset management.