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Compliance Analyst

  • Location: New York
  • Salary: Up to $100K + bonus (dependent on experience)
  • Job type: Permanent
  • Job reference: gc/166754
  • Sector: Compliance, Asset management/Funds
Job Description
This leading private equity firm is known for its high performance and entrepreneurial culture. The firm is now seeking a Compliance Analyst reporting into its Head of Americas Compliance, to be based in New York.

This broad and varied role will see you assist with regulatory compliance matters across the firm including assisting in the firm's compliance monitoring and testing programme, administering Code of Ethics via the compliance system to ensure trade compliance, and maintaining control room systems and controls. You will be responsible for maintaining and updating the firms training compliance materials for annual compliance training and training for new hires. You will also perform KYC checks on transactions and investors and support the Head of Compliance in the undertaking of regulatory filings and on a range of other ad hoc projects.

The ideal candidate will have generalist compliance experience within financial services - Private Equity sector experience would be highly desirable but not essential. It is however essential that you be a driven individual with strong written and verbal communications and the ability to liaise confidently with the most senior levels. 

This is an excellent opportunity to work for a high profile, global firm. To register your interest please send your CV to Gareth Carpenter via the below link.
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