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AVP Senior Internal Auditor

  • Location: Miami, Florida
  • Salary: Commensurate with experience
  • Job type: Permanent
  • Job reference: JM171075
  • Sector: Banking, Asset management/Funds
Job Description

Our client is a leading international broker-dealer and investment manager with a significant presence in Miami. They currently have an opening for an AVP Senior Internal Auditor to join the team.


Reporting to the US Director of Internal Audit, this role will see you assist and lead on a range of complex risk-based audits which cover: the broker dealer business, asset and wealth management, related compliance controls (such as AML/BSA and OFAC) and finance/operations audits.


This team work very closely with the business and so successful applicants should have experience in managing and nurturing business relationships to create a strong partnership.


The firm are looking for:


  • 5+ years experience related to financial services controls - ideally, Internal Audit.
  • An understanding of broker-dealer services, asset management, wealth management and private banking.
  • Experience in delivering on time-sensitive deadlines.
  • Experience in conducting, planning and scoping controls or internal audit reviews.
  • Excellent attention to detail, communication skills and relationship management.

The business is focused on finding a candidate who will fit with their culture of respect, commitment and adding value to the control universe. In return, the firm offers excellent development opportunities as well as a highly competitive compensation package.


Please reach out for further details.


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