Accessibility Links

AVP Senior Auditor, Finance and Dodd Frank Compliance

  • Location: New York, NY
  • Salary: $Highly Competitive$
  • Job type: Permanent
  • Job reference: JM/167090
  • Sector: Banking, Other Financial Services
Job Description

Our client is a leading global financial services firm with operations worldwide - seeking to recruit a Senior Associate into their global finance and compliance audit team in New York.

This team have responsibility for auditing the corporate compliance activities of the bank, particularly around Dodd-Frank, Swaps, OTC derivatives and Volcker initiatives and regulatory requirements. This will be reporting to the Team Lead who ensures appropriate coverage of compliance issues in product aligned audits.

The AVP will participate and lead on audit engagements, provide a mixture of testing, writing and stakeholder management and then communicating findings to senior management and suggesting improvement of design of key controls.

The culture in this organisation is one of continuous development and the team often move members into the 2nd line of defence or business roles when a good opportunity arises. The bank also typically offers a strong financial incentive in the form of competitive base salaries and bonuses.


Similar jobs
Senior Audit Manager, Treasury & Cash Management
  • Location New York, NY
  • Salary 150,000 USD - 180,000 USD
  • Job type None specified
  • Sector Banking, Other Financial Services
  • Description Our client is a leading, global bank with a diversified portfolio of work in the United States. They are seeking to hire a Senior Audit Manager for their treasury and cash management audit team in New
SVP Senior Audit Manager - Equities
  • Location New York, NY
  • Salary $150,000 - $190,000
  • Job type Permanent
  • Sector Banking
  • Description Our client is a bulge bracket bank seeking to hire a Senior Audit Manager within their Capital Markets team in New York. This role has specific coverage for the equities portion of the annual audit
VP Audit Manager - Boutique Bank
  • Location New York
  • Salary Up to $160,000 + Bonus
  • Job type Permanent
  • Sector Banking
  • Description Our client, a boutique international commercial bank, is seeking to recruit a VP Audit Manager for their growing audit function in midtown Manhattan. The bank has experienced a period of growth in the
AVP Model Risk Audit
  • Location New York / New Jersey
  • Salary Up to $110K + Bonus
  • Job type Permanent
  • Sector Banking, Quant Analytics
  • Description Our client is a major financial services institution undergoing a period of strong growth. As such they are looking to build out their Risk Audit function in New York
Related news