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AVP Senior Auditor, Finance and Dodd Frank Compliance

  • Location: New York, NY
  • Salary: $Highly Competitive$
  • Job type: Permanent
  • Job reference: JM/167090
  • Sector: Banking, Other Financial Services
Job Description

Our client is a leading global financial services firm with operations worldwide - seeking to recruit a Senior Associate into their global finance and compliance audit team in New York.

This team have responsibility for auditing the corporate compliance activities of the bank, particularly around Dodd-Frank, Swaps, OTC derivatives and Volcker initiatives and regulatory requirements. This will be reporting to the Team Lead who ensures appropriate coverage of compliance issues in product aligned audits.

The AVP will participate and lead on audit engagements, provide a mixture of testing, writing and stakeholder management and then communicating findings to senior management and suggesting improvement of design of key controls.

The culture in this organisation is one of continuous development and the team often move members into the 2nd line of defence or business roles when a good opportunity arises. The bank also typically offers a strong financial incentive in the form of competitive base salaries and bonuses.


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