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Audit Regulatory Liaison

  • Location: New York
  • Salary: $130,000 - $160,000
  • Job type: Permanent
  • Job reference: JM170245
  • Sector: Banking, Other Financial Services
Job Description


Our client is a global corporate and investment bank with operations across Europe, Asia and North America seeking to hire an Audit Regulatory Liaison and Professional Practices professional for their team in New York.

Working closely with the Audit Chief of Staff, the successful candidate will facilitate and organize regulatory exams, responses, issues management and appropriate enforcement. The role will also see the successful candidate assist in conducting the annual risk assessment. This candidate will have a strong internal audit background within the financial services industry coupled ideally with a strong understanding of professional practices and internal audit risk assessments.


  •  Identifying key risks in support of the annual risk assessment - working closely with the Audit Chief of Staff to complete this.
  • Facilitate and manage regulatory requests, examinations and issues management.
  • Building strong relationships with internal audit stakeholders.


  • Experience in completing an internal audit risk assessment.
  • Bachelor's or advanced degree in a related field.
  • A minimum of 6 years experience in internal audit or professional practices experience.
  • Excellent verbal and written communication skills.
  • Strong project management skills - including time management, organization and client management.
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