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Audit Manager

  • Location: Greater New York City Area
  • Salary: Up to $135K + Bonus
  • Job type: Permanent
  • Job reference: vc/170707
  • Sector: Banking, Other Financial Services
Job Description

Barclay Simpson are working with an exciting financial services organization who, after a period of strong performance, are seeking to build out their Internal Audit function for the first time. In doing so, they seek to achieve a number of strategic objectives including meeting (and exceeding) heightened regulatory requirements in light of recent growth as well as the development of a best in class audit function. We are working on a requirement for an Audit Manager in Jersey City, NJ.

Reporting into the Americas Head of Internal Audit, you will be responsible for leading and executing on audits across various lines of business including Capital Markets, Operations, Corporate Functions, Compliance (Regulatory and Financial Crimes) and Risk Management. The team is brand new, and as such you will be expected to contribute to the annual audit plan and risk assessments in addition to partnering with senior stakeholders across the firm to mitigate any risk and controls issues.

Successful candidates will possess:

  • 4+ years' internal audit experience gained in a complex financial services environment such as an investment bank, and / or relevant arm of a public accounting firm
  • Strong track record of leading teams and projects in addition to mentoring more junior members of staff
  • Excellent understanding of securities products and business lines, such as broker-dealer, FX, swaps, derivatives, etc.
  • Relevant qualifications such as CPA, CIA and/or CFSA

This is an excellent opportunity for those audit professionals seeking to grow and be challenged in a new team with a fast-track to progression within the function. To register your interest, please submit your resume to Vickie Chan via the below link.

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