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Audit Manager, Asset and Wealth Management

  • Location: New York City
  • Salary: $Competitive$
  • Job type:
  • Job reference: JM/167100-3
  • Sector: Asset management/Funds , Other Financial Services
Job Description

This well-known asset manager is experiencing significant growth across its global operations. The investment management business is a global leader with clients including institutions, individuals and advisors in every major market throughout the world, covering all major asset classes including equities, fixed income, alternatives, multi-asset and liquidity. The firm is now seeking a VP Internal Audit Manager to be based in New York.

Reporting to the Senior Internal Audit Manager for Investment Management for the Americas, you will lead audits across Fixed Income, Equity, Global Liquidity and Operations groups for the region. You will partner with other regional teams in EMEA and Asia to continuously improve the audit program and processes, and participate in various special projects as required.

A mature-minded and professional individual, you will be comfortable leading/managing audits and be able to proactively and effectively communicate issues and make recommendations with all levels across the business. You will have previous internal audit experience gained in the Asset Management sector, with a solid understanding of areas such as portfolio management, trading, risk management, trade operations, pricing, portfolio analysis and measurement, regulatory reporting and related fiduciary activities. You will also have knowledge of applicable regulations such as the Investment Advisors Act, Investment Company Act, OCC 12 CFR 9 and ERISA. Qualifications such as Series 7, CFA or CFIRS will be highly regarded.

This role offers extensive exposure to senior management and high visibility across the group. It’s therefore a great platform for future progression, and this bank is committed to ensuring individuals who perform strongly in this function are offered strong development in the longer-term, both within and outside of audit.

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