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Compliance

Barclay Simpson Executive Search Inc. supports our North American clients in the search for Compliance professionals in the second line of defense across banking & financial services. Mandates would include searches within regulatory compliance and financial crime compliance & testing. We expect this market to remain busy as increasingly the responsibility for control elements traditionally handled by Risk and the third line of defense falls to Compliance functions, making the need to expand their infrastructure ever more important. 

In the U.S. we have been retained to find Chief Compliance Officers for a number of U.S. businesses, notably for asset management firms and hedge funds, as well as run executive searches for specialized senior and hard to find compliance roles. In addition Barclay Simpson has been asked on a number of occasions to run global searches utilizing our office network in the U.K., Europe and the Middle East. 

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Latest jobs

Governance and Policy Risk Associate
  • Location Boston, MA
  • Salary $125,000
  • Job type Permanent
  • Sector Regulatory Compliance , IT Audit, Technology Risk, Operational Risk
  • Description Barclay Simpson is representing the Information Risk Management Director at a prestigious international bank. We are currently seeking a Governance & Policy Risk Associate
Compliance Monitoring & Testing Manager
  • Location North Carolina
  • Salary $160,000 basic + bonus
  • Job type Permanent
  • Sector Banking
  • Description Barclay Simpson are representing the Global Director of Compliance Monitoring of a prestigious top-tier Investment Bank, who is seeking to recruit a senior Compliance Monitoring & Testing
Compliance Advisory Manager
  • Location New York
  • Salary $160,000 basic + bonus
  • Job type Permanent
  • Sector Banking , Asset Management/Funds
  • Description Barclay Simpson are representing the impressive Chief Compliance Officer of a prestigious global Capital Markets firm, who is seeking to recruit a senior Compliance Advisory specialist
Managing Director of Financial Crime Compliance
  • Location New York
  • Salary Competitive Basic + Excellent Benefits
  • Job type Permanent
  • Sector Banking , Other Financial Services
  • Description Barclay Simpson have been retained to recruit the Managing Director of Financial Crime Compliance for a global Commercial Bank. The successful candidate will be a leader within Financial Crime
GRC Specialist, Global Financial Services Company
  • Location New York, NY
  • Salary $180,000
  • Job type Permanent
  • Sector Banking , Asset Management/Funds , Cyber Security / Resilience, other Financial Services , Insurance
  • Description Information Security, GRC Specialist Primary Functions: Serve as primary liaison to Regulatory AffairsTranslate relevant guidance into usable data for consumption by the CISO and information
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